Personnel Hong Kong SFC License Details (ID 97546)

Personnel Hong Kong SFC License Details (ID 97546)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2012-11-05	2018-10-31
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2012-11-05	2018-10-31
	Rep	Dealing in securities	2012-11-05	2018-10-31
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-03-10
	Rep	Advising on securities	-	2012-10-29
	Rep	Dealing in securities	-	2012-10-29
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	-	2012-10-29