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Shi, Yan (SFC:ANJ044) 石燕 Hong Kong SFC License Details (ID 97555)
Shi, Yan (SFC:ANJ044) 石燕
SFC ID:
ANJ044
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UOB KAY HIAN (HONG KONG) LIMITED
Rep
Advising on securities
2007-10-23
2017-05-19
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED
Rep
Advising on securities
2006-05-08
2007-10-10