| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2013-10-04 | - |
| Rep | Dealing in securities | 2013-10-04 | - | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-10-04 | - |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on securities | 2013-06-04 | 2013-10-01 |
| Rep | Dealing in securities | 2011-10-19 | 2013-10-01 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-09-25 | 2011-09-23 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-08-18 | 2011-09-23 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-11 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-11 | |
| Rep | Asset management | 2003-04-01 | 2003-08-11 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-11 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-11 |
No HKMA registrations in the collected records.