Siu, Yin Chi 蕭賢熾

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2003-05-26	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-05-26	-
UOB KAY HIAN (HONG KONG) LIMITED	RO	Advising on corporate finance	2003-04-01	2003-05-26
	RO	Advising on securities	2003-04-01	2003-05-26
	RO	Dealing in securities	2003-04-01	2003-05-26
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2003-04-01	2003-05-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2003-05-26	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-05-26	-
UOB KAY HIAN (HONG KONG) LIMITED	RO	Advising on corporate finance	2003-04-01	2003-05-26
	RO	Advising on securities	2003-04-01	2003-05-26
	RO	Dealing in securities	2003-04-01	2003-05-26
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2003-04-01	2003-05-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.