Personnel Hong Kong SFC License Details (ID 97570)

Personnel Hong Kong SFC License Details (ID 97570)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in futures contracts	2026-01-20	-
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-05-03	2026-05-21
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2021-05-03	-
CHOW SANG SANG FUTURES LIMITED	Rep	Dealing in futures contracts	2014-07-10	2021-04-30
CHOW SANG SANG SECURITIES LIMITED	Rep	Dealing in securities	2014-07-10	2021-04-30
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-08-23	2014-07-04
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-15	2014-07-04
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-29
	Rep	Advising on securities	2003-04-01	2004-06-29
	Rep	Asset management	2003-04-01	2004-06-29
	Rep	Providing automated trading services	2003-04-01	2004-06-29
	Rep	Dealing in securities	2003-04-01	2004-12-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-06-29
	Rep	Advising on securities	2003-04-01	2004-06-29
	Rep	Asset management	2003-04-01	2004-06-29
	Rep	Providing automated trading services	2003-04-01	2004-06-29
	Rep	Dealing in securities	2003-04-01	2004-12-14