Personnel Hong Kong SFC License Details (ID 97573)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2003-06-19	-
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-10
	Rep	Advising on securities	2003-04-01	2003-06-10
	Rep	Asset management	2003-04-01	2003-06-10
	Rep	Providing automated trading services	2003-04-01	2003-06-11
	Rep	Dealing in securities	2003-04-01	2003-06-11