| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-21 | 2019-06-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-21 | 2019-06-30 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-10-08 |
| Rep | Advising on securities | - | 2003-10-08 |
| Rep | Asset management | - | 2003-10-08 |
| Rep | Providing automated trading services | - | 2003-10-08 |
| Rep | Dealing in securities | - | 2003-10-08 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2003-10-08 |
| Rep | Asset management | - | 2003-10-08 |
| Rep | Dealing in futures contracts | - | 2003-10-08 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | - | 2003-10-08 |
| Rep | Advising on securities | - | 2003-10-08 |
| Rep | Asset management | - | 2003-10-08 |
| Rep | Providing automated trading services | - | 2003-10-08 |
| Rep | Dealing in securities | - | 2003-10-08 |