Personnel Hong Kong SFC License Details (ID 97597)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-03-13	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2007-07-30	-
Anuenue Securities Limited	RO	Asset management	2003-04-01	2003-09-17
	RO	Advising on corporate finance	2003-04-01	2004-10-25
	RO	Advising on securities	2003-04-01	2004-10-25
	RO	Dealing in securities	2003-04-01	2007-07-20