| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-22 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-10-22 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-18 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-18 | |
| Rep | Asset management | 2003-04-01 | 2003-10-18 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-18 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-18 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-18 |
| Rep | Asset management | 2003-04-01 | 2003-10-18 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-10-18 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-18 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-18 | |
| Rep | Asset management | 2003-04-01 | 2003-10-18 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-18 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-18 |
No HKMA registrations in the collected records.