Personnel Hong Kong SFC License Details (ID 97603)

Personnel Hong Kong SFC License Details (ID 97603)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oakwise Capital Management Limited	Rep	Advising on securities	2020-05-13	-
	Rep	Asset management	2020-05-13	-
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2020-04-16	2020-04-16
	Rep	Asset management	2020-04-16	2020-04-16
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2014-09-03	2020-04-05
	Rep	Asset management	2014-09-03	2020-04-05
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2011-05-11	2014-08-01
QUEST STOCKBROKERS (HK) LIMITED	Rep	Dealing in securities	2010-01-27	2011-04-29