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Wu, Ka Ling (SFC:AMK138) 胡嘉玲 SFC Licences and HKMA Registrations (ID 97608)
Wu, Ka Ling (SFC:AMK138) 胡嘉玲
SFC ID:
AMK138
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
UOB KAY HIAN (HONG KONG) LIMITED
Rep
Dealing in securities
2007-08-22
-
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED
Rep
Advising on securities
2005-08-26
2006-02-25
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.