Personnel Hong Kong SFC License Details (ID 97610)

Personnel Hong Kong SFC License Details (ID 97610)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA XIN YONGAN FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2024-08-01	2025-09-19
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2024-08-01	2025-09-19
Grand Capital Futures Limited	Rep	Dealing in futures contracts	2021-09-03	2024-07-28
Grand Capital Securities Limited	Rep	Dealing in securities	2021-09-03	2024-07-28
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2009-11-23	2020-03-25
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-11-23	2020-03-25
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2008-04-23	2008-10-24
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-07-13	2008-01-31
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-07-13	2008-01-31