Personnel Hong Kong SFC License Details (ID 97615)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-05-10	2021-09-30
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-02-27
	Rep	Advising on securities	-	2004-02-27
	Rep	Dealing in securities	-	2021-09-30