Personnel Hong Kong SFC License Details (ID 97624)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-09-14
	Rep	Dealing in securities	2013-09-04	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-09-04	2019-09-14
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-09-15	2013-05-31
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-04-30	2013-05-31