Personnel Hong Kong SFC License Details (ID 97631)

Personnel Hong Kong SFC License Details (ID 97631)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capital 9 Limited	RO	Advising on corporate finance	2020-07-16	2021-07-01
HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED	RO	Advising on corporate finance	2016-09-19	2020-07-15
Kiu Hung Capital Company Limited	RO	Advising on corporate finance	2016-05-06	2016-08-18
SDHG International Asset Management Limited	RO	Advising on corporate finance	2013-12-11	2016-04-30
	Rep	Advising on corporate finance	2013-11-20	2013-12-11
	RO	Advising on corporate finance	2013-04-15	2013-10-15
	Rep	Advising on corporate finance	2009-12-02	2013-04-15
ASIA INVESTMENT MANAGEMENT LIMITED	Rep	Advising on corporate finance	2007-06-04	2008-04-14