Personnel SFC Licences and HKMA Registrations (ID 97636)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Shacom Securities Limited	Rep	Advising on securities	2019-02-21	-
	Rep	Dealing in securities	2019-02-21	-
SHACOM FUTURES LIMITED	RO	Advising on futures contracts	2014-07-25	-
	RO	Dealing in futures contracts	2014-07-25	-
	Rep	Advising on futures contracts	2014-06-06	2014-07-25
	Rep	Dealing in futures contracts	2014-06-06	2014-07-25
Beevest Securities Limited	RO	Dealing in futures contracts	2013-09-27	2013-12-16
	Rep	Dealing in securities	2013-09-27	2013-12-16
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-03-24	2013-06-06
UPBEST COMMODITIES COMPANY LIMITED	RO	Advising on futures contracts	2004-02-27	2013-06-06
	RO	Dealing in futures contracts	2004-02-27	2013-06-06
	Rep	Asset management	2003-04-01	2003-10-28
	Rep	Advising on futures contracts	2003-04-01	2004-02-27
	Rep	Dealing in futures contracts	2003-04-01	2004-02-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.