| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2009-06-29 | 2011-11-21 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-06-29 | 2011-11-21 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-05-14 | 2009-06-26 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2009-03-17 | 2009-06-26 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2009-03-17 | 2009-06-26 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2008-06-13 | 2009-02-13 |