| Prestige Global Capital Management Limited | RO | Advising on securities | 2022-06-14 | 2023-06-14 |
| RO | Asset management | 2022-06-14 | 2023-06-14 |
| FULL WIN SECURITIES LIMITED | RO | Dealing in securities | 2020-01-21 | 2022-01-20 |
| Rep | Dealing in securities | 2020-01-16 | 2020-01-21 |
| CLC FUTURES LIMITED | RO | Advising on futures contracts | 2019-07-09 | 2019-09-20 |
| RO | Dealing in futures contracts | 2019-07-09 | 2019-09-20 |
| CLC SECURITIES LIMITED | RO | Advising on securities | 2019-07-09 | 2019-09-20 |
| RO | Dealing in securities | 2019-07-09 | 2019-09-20 |
| Monmonkey Group Securities Limited | RO | Advising on securities | 2016-11-14 | 2019-05-31 |
| RO | Dealing in securities | 2016-11-14 | 2019-05-31 |
| UPBEST SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2014-10-29 | 2016-11-13 |
| UPBEST COMMODITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2013-05-03 | 2016-11-13 |
| Rep | Dealing in futures contracts | 2007-09-10 | 2013-05-03 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-09-10 | 2014-10-29 |
| CHONG HING SECURITIES LIMITED | Rep | Dealing in securities | 2006-05-16 | 2006-06-29 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-21 | 2005-11-19 |