Personnel Hong Kong SFC License Details (ID 97662)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-08-08	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2010-03-01	2011-07-21
UPBEST SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-12-23
	Rep	Advising on securities	2003-04-01	2003-12-23
	Rep	Asset management	2003-04-01	2003-12-23
	Rep	Dealing in securities	2003-04-01	2010-02-25