Personnel Hong Kong SFC License Details (ID 97678)

Personnel Hong Kong SFC License Details (ID 97678)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KKR CAPITAL MARKETS ASIA LIMITED	Rep	Advising on securities	2022-08-15	-
	Rep	Asset management	2022-08-15	-
	Rep	Dealing in securities	2022-08-15	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2012-05-28	2014-05-19
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2012-05-28	2014-05-19
	Rep	Dealing in securities	2012-05-28	2014-05-19
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2010-07-20	2012-05-14
	Rep	Asset management	2010-07-20	2012-05-14
	Rep	Dealing in securities	2010-07-20	2012-05-14
VALUE PARTNERS LIMITED	Rep	Advising on securities	2010-07-20	2012-05-14
	Rep	Asset management	2010-07-20	2012-05-14
	Rep	Dealing in securities	2010-07-20	2012-05-14