Personnel Hong Kong SFC License Details (ID 97681)

Personnel Hong Kong SFC License Details (ID 97681)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NEW REGION SECURITIES COMPANY LIMITED	RO	Advising on securities	2021-05-31	2021-08-01
	RO	Asset management	2021-05-31	2021-08-01
Xen Capital (HK) Limited	Rep	Asset management	2019-10-18	2020-08-27
Manulife Investment Management (Hong Kong) Limited	Rep	Asset management	2015-07-02	2017-05-31
	Rep	Dealing in securities	2015-07-02	2017-05-31
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2008-04-09	2013-06-21
	Rep	Asset management	2008-04-09	2013-06-21
	Rep	Dealing in securities	2008-04-09	2013-06-21
VALUE PARTNERS LIMITED	Rep	Advising on securities	2008-04-09	2013-06-21
	Rep	Asset management	2008-04-09	2013-06-21
	Rep	Dealing in securities	2008-04-09	2013-06-21