Personnel Hong Kong SFC License Details (ID 97688)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2021-10-05	-
	RO	Dealing in securities	2021-10-05	-
	Rep	Advising on securities	2018-10-24	2021-10-05
	Rep	Dealing in securities	2018-10-24	2021-10-05
AXA Investment Managers Asia Limited	Rep	Advising on securities	2013-06-24	2018-10-05
	Rep	Dealing in securities	2013-06-24	2018-10-05
AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS)	Rep	Advising on securities	2013-06-24	2018-10-05
	Rep	Dealing in securities	2013-06-24	2018-10-05
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2010-08-19	2013-05-17
	Rep	Asset management	2010-08-19	2013-05-17
	Rep	Dealing in securities	2010-08-19	2013-05-17
VALUE PARTNERS LIMITED	Rep	Advising on securities	2010-08-19	2013-05-17
	Rep	Asset management	2010-08-19	2013-05-17
	Rep	Dealing in securities	2010-08-19	2013-05-17
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2010-05-10	2010-08-07
	Rep	Asset management	2010-05-10	2010-08-07
	Rep	Dealing in securities	2010-05-10	2010-08-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2010-05-10	2010-08-07
	Rep	Asset management	2010-05-10	2010-08-07
	Rep	Dealing in securities	2010-05-10	2010-08-07
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2007-12-10	2010-04-27
	Rep	Asset management	2007-12-10	2010-04-27
	Rep	Dealing in securities	2007-12-10	2010-04-27
VALUE PARTNERS LIMITED	Rep	Advising on securities	2007-09-28	2010-04-27
	Rep	Asset management	2007-09-28	2010-04-27
	Rep	Dealing in securities	2007-09-28	2010-04-27
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2006-09-18	2007-08-27
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2006-09-18	2007-08-27