Personnel Hong Kong SFC License Details (ID 97693)

Personnel Hong Kong SFC License Details (ID 97693)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2024-01-29	-
	Rep	Dealing in securities	2024-01-29	-
	Rep	Asset management	2024-01-08	-
AUSTRAX ASSET MANAGEMENT LIMITED	RO	Asset management	2023-08-09	2023-11-07
	Rep	Asset management	2023-06-28	2023-08-09
VALUE PARTNERS HONG KONG LIMITED	Rep	Dealing in futures contracts	2017-05-17	2022-09-08
VALUE PARTNERS LIMITED	Rep	Dealing in futures contracts	2017-05-17	2022-09-08
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2007-12-10	2022-09-08
	Rep	Asset management	2007-12-10	2022-09-08
	Rep	Dealing in securities	2007-12-10	2022-09-08
Value Partners Private Equity Limited	Rep	Asset management	2004-09-20	2022-09-08
VALUE PARTNERS LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-09-20
	Rep	Advising on securities	2003-04-01	2022-09-08
	Rep	Asset management	2003-04-01	2022-09-08
	Rep	Dealing in securities	2003-04-01	2022-09-08