Personnel SFC Licences and HKMA Registrations (ID 97700)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2019-09-23	-
	Rep	Dealing in securities	2019-09-23	-
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2010-06-01	2019-08-10
	Rep	Asset management	2010-06-01	2019-08-10
	Rep	Dealing in securities	2010-06-01	2019-08-10
VALUE PARTNERS LIMITED	Rep	Advising on securities	2010-06-01	2019-08-10
	Rep	Asset management	2010-06-01	2019-08-10
	Rep	Dealing in securities	2010-06-01	2019-08-10
GAM HONG KONG LIMITED	Rep	Advising on futures contracts	2008-02-20	2010-05-21
	Rep	Advising on securities	2008-02-20	2010-05-21
	Rep	Asset management	2008-02-20	2010-05-21
	Rep	Dealing in securities	2008-02-20	2010-05-21
AllianceBernstein Hong Kong Limited	Rep	Advising on futures contracts	2006-06-15	2008-02-03
	Rep	Advising on securities	2006-06-15	2008-02-03
	Rep	Asset management	2006-06-15	2008-02-03
	Rep	Dealing in securities	2006-06-15	2008-02-03
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2003-11-26	2006-04-15
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Dealing in securities	2003-11-26	2006-04-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.