Personnel SFC Licences and HKMA Registrations (ID 97704)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2017-09-07	-
	Rep	Asset management	2017-09-07	-
	Rep	Dealing in securities	2017-09-07	-
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2010-03-26	2017-08-31
	Rep	Asset management	2010-03-26	2017-08-31
	Rep	Dealing in securities	2010-03-26	2017-08-31
VALUE PARTNERS LIMITED	Rep	Advising on securities	2010-03-26	2017-08-31
	Rep	Asset management	2010-03-26	2017-08-31
	Rep	Dealing in securities	2010-03-26	2017-08-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.