Personnel Hong Kong SFC License Details (ID 97706)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sun Hung Kai Capital Partners Limited	RO	Asset management	2026-09-18	-
	RO	Advising on securities	2023-03-15	-
	RO	Dealing in securities	2023-03-15	-
	Rep	Advising on securities	2022-09-26	2023-03-15
	Rep	Dealing in securities	2022-09-26	2023-03-15
	Rep	Asset management	2022-09-05	2026-09-18
GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2020-07-17	2022-05-06
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2011-05-13	2018-02-02
	Rep	Asset management	2011-05-13	2018-02-02
	Rep	Dealing in securities	2011-05-13	2018-02-02
VALUE PARTNERS LIMITED	Rep	Advising on securities	2011-05-13	2018-02-02
	Rep	Asset management	2011-05-13	2018-02-02
	Rep	Dealing in securities	2011-05-13	2018-02-02
PineBridge Investments Asia Limited	Rep	Advising on securities	2010-11-01	2011-03-19
	Rep	Asset management	2010-11-01	2011-03-19
	Rep	Dealing in securities	2010-11-01	2011-03-19
Morgan Stanley Asia Limited	Rep	Dealing in securities	2009-06-23	2010-04-12
SAIL ADVISORS LIMITED	Rep	Advising on securities	2007-02-27	2009-06-05
	Rep	Asset management	2007-02-27	2009-06-05
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2005-09-09	2007-02-21
	Rep	Asset management	2005-08-29	2007-02-21
	Rep	Dealing in securities	2005-08-29	2007-02-21
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-05-19	2005-08-28
	Rep	Advising on securities	2005-05-19	2005-08-28
	Rep	Dealing in securities	2005-05-19	2005-08-28
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	2003-04-01	2005-01-25
	Rep	Providing automated trading services	2003-04-01	2005-03-23
	Rep	Advising on corporate finance	2003-04-01	2005-08-28
	Rep	Advising on securities	2003-04-01	2005-08-28
	Rep	Dealing in securities	2003-04-01	2005-08-28