Personnel SFC Licences and HKMA Registrations (ID 97710)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2020-10-19	-
	Rep	Asset management	2020-10-19	-
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Advising on securities	2014-09-01	2020-09-17
	Rep	Asset management	2014-09-01	2020-09-17
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2009-12-21	2014-08-01
	Rep	Asset management	2009-12-21	2014-08-01
VALUE PARTNERS LIMITED	Rep	Advising on securities	2009-12-21	2014-08-01
	Rep	Asset management	2009-12-21	2014-08-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.