Personnel Hong Kong SFC License Details (ID 97715)

Personnel Hong Kong SFC License Details (ID 97715)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Expecta Capital Limited	Rep	Advising on securities	2024-04-15	-
	Rep	Asset management	2024-04-15	-
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-02-13	2022-05-04
	Rep	Asset management	2018-01-18	2022-05-04
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2017-06-19	2017-12-20
	Rep	Asset management	2017-06-19	2017-12-20
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2011-09-01	2017-06-02
	Rep	Asset management	2011-09-01	2017-06-02
VALUE PARTNERS LIMITED	Rep	Advising on securities	2011-09-01	2017-06-02
	Rep	Asset management	2011-09-01	2017-06-02