Personnel Hong Kong SFC License Details (ID 97723)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Partners Group (Hong Kong) Private Limited	RO	Dealing in securities	2024-06-17	2025-09-12
American Century Investment Management (Asia Pacific) Limited	RO	Advising on securities	2020-08-18	2023-02-28
	RO	Dealing in securities	2020-08-18	2023-02-28
	Rep	Advising on securities	2019-11-01	2020-08-18
	Rep	Dealing in securities	2019-11-01	2020-08-18
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2019-06-28	2019-09-27
	RO	Asset management	2019-06-28	2019-09-27
Sensible Asset Management Limited	RO	Advising on securities	2019-06-28	2019-09-27
	RO	Asset management	2019-06-28	2019-09-27
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on futures contracts	2019-06-28	2019-09-27
	RO	Advising on securities	2019-06-28	2019-09-27
	RO	Asset management	2019-06-28	2019-09-27
	RO	Dealing in securities	2019-06-28	2019-09-27
VALUE PARTNERS LIMITED	Rep	Advising on futures contracts	2019-06-28	2019-09-27
	RO	Advising on securities	2019-06-28	2019-09-27
	RO	Asset management	2019-06-28	2019-09-27
	RO	Dealing in securities	2019-06-28	2019-09-27
Value Partners Private Equity Limited	RO	Advising on securities	2019-06-28	2019-09-27
	RO	Asset management	2019-06-28	2019-09-27
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2010-03-22	2019-06-28
	Rep	Asset management	2010-03-22	2019-06-28
VALUE PARTNERS LIMITED	Rep	Advising on securities	2010-03-22	2019-06-28
	Rep	Asset management	2010-03-22	2019-06-28
	Rep	Dealing in securities	2010-03-16	2019-06-28
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	Dealing in securities	2008-11-28	2009-12-08
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2004-07-15	2008-02-05