Personnel SFC Licences and HKMA Registrations (ID 97726)

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2024-07-25	-
Sensible Asset Management Limited	RO	Advising on securities	2024-07-25	2025-06-16
	RO	Dealing in securities	2024-07-25	2025-06-16
VALUE PARTNERS HONG KONG LIMITED	RO	Advising on securities	2024-07-25	-
	RO	Dealing in securities	2024-07-25	-
VALUE PARTNERS LIMITED	RO	Advising on securities	2024-07-25	-
	RO	Dealing in securities	2024-07-25	-
Value Partners Private Equity Limited	RO	Advising on securities	2024-07-25	-
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Asset management	2024-06-04	-
VALUE PARTNERS HONG KONG LIMITED	Rep	Asset management	2024-06-04	-
VALUE PARTNERS LIMITED	Rep	Asset management	2024-06-04	-
Value Partners Private Equity Limited	Rep	Asset management	2024-06-04	-
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2024-05-06	2024-07-25
Sensible Asset Management Limited	Rep	Advising on securities	2024-05-06	2024-07-25
	Rep	Dealing in securities	2024-05-06	2024-07-25
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2024-05-06	2024-07-25
	Rep	Dealing in securities	2024-05-06	2024-07-25
VALUE PARTNERS LIMITED	Rep	Advising on securities	2024-05-06	2024-07-25
	Rep	Dealing in securities	2024-05-06	2024-07-25
Value Partners Private Equity Limited	Rep	Advising on securities	2024-05-06	2024-07-25
Amundi Hong Kong Limited	Rep	Advising on securities	2023-06-23	2024-04-26
	Rep	Dealing in securities	2023-06-23	2024-04-26
Vanguard Investments Hong Kong Limited	RO	Advising on securities	2019-03-12	2020-09-30
	RO	Dealing in securities	2019-03-12	2020-09-30
	Rep	Advising on securities	2012-02-28	2019-03-12
	Rep	Dealing in securities	2012-02-28	2019-03-12
SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2011-03-11	2012-02-10
	Rep	Asset management	2011-03-11	2012-02-10
Sensible Asset Management Limited	Rep	Advising on securities	2011-03-11	2012-02-10
	Rep	Asset management	2011-03-11	2012-02-10
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2011-03-11	2012-02-10
	Rep	Asset management	2011-03-11	2012-02-10
	Rep	Dealing in securities	2011-03-11	2012-02-10
VALUE PARTNERS LIMITED	Rep	Advising on securities	2011-03-11	2012-02-10
	Rep	Asset management	2011-03-11	2012-02-10
	Rep	Dealing in securities	2011-03-11	2012-02-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.