Personnel SFC Licences and HKMA Registrations (ID 97763)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2021-06-03	-
	Rep	Dealing in securities	2021-06-03	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-01-06	2021-05-21
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-01-06	2021-05-21
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2013-06-06	2014-12-18
	Rep	Dealing in securities	2013-06-06	2014-12-18
VC BROKERAGE LIMITED	Rep	Dealing in securities	2009-12-18	2013-05-23
VC FUTURES LIMITED	Rep	Dealing in futures contracts	2009-12-18	2013-05-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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