| PRUDENTIAL BROKERAGE LIMITED | Rep | Dealing in securities | 2020-04-08 | - |
| PRUDENTIAL INDEX TRADING COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-04-08 | - |
| RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-10-22 | 2020-03-13 |
| RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-10-22 | 2020-03-13 |
| VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-09-17 | 2015-08-08 |
| VC BROKERAGE LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-08-26 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-06-08 |
| Rep | Advising on securities | 2003-04-01 | 2004-06-08 |
| Rep | Asset management | 2003-04-01 | 2004-06-08 |
| Rep | Dealing in securities | 2003-04-01 | 2015-08-08 |