Personnel Hong Kong SFC License Details (ID 97775)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KINGSTON SECURITIES LIMITED	Rep	Dealing in securities	2014-09-17	2015-04-25
VC BROKERAGE LIMITED	Rep	Dealing in securities	2010-02-03	2014-09-11
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on corporate finance	-	2004-06-08
	Rep	Advising on securities	-	2004-06-08
	Rep	Asset management	-	2004-06-08
	Rep	Providing automated trading services	-	2004-06-08
	Rep	Dealing in securities	-	2010-01-27