Tam, Ping Yee 譚秉義 SFC Licences and HKMA Registrations (ID 97776)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNI Global Assets Management Limited (HK)	Rep	Asset management	2022-12-08	-
CNI Securities Group Limited	Rep	Dealing in securities	2022-12-08	-
Ethk Funds Limited	Rep	Asset management	2018-12-20	2022-11-30
VC FUTURES LIMITED	Rep	Dealing in futures contracts	2004-05-17	2022-10-24
VC BROKERAGE LIMITED	Rep	Dealing in securities	2004-03-03	2022-11-30
HUA NAN SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-04-01	2004-02-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.