| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2017-10-17 | 2020-03-31 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2017-10-17 | 2020-03-31 |
| VC BROKERAGE LIMITED | Rep | Dealing in securities | 2004-01-27 | 2017-09-23 |
| VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-01-27 | 2017-09-23 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | - | 2004-01-12 |
| Rep | Asset management | - | 2004-01-12 |
| Rep | Dealing in futures contracts | - | 2004-01-20 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-01-12 |
| Rep | Advising on securities | - | 2004-01-12 |
| Rep | Asset management | - | 2004-01-12 |
| Rep | Providing automated trading services | - | 2004-01-12 |
| Rep | Dealing in securities | - | 2004-01-20 |