Personnel Hong Kong SFC License Details (ID 97792)

Personnel Hong Kong SFC License Details (ID 97792)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand Moore Capital Limited	RO	Advising on corporate finance	2017-11-08	-
	Rep	Dealing in securities	2017-11-01	-
	Rep	Advising on corporate finance	2017-11-01	2017-11-08
VC BROKERAGE LIMITED	Rep	Advising on securities	2017-06-05	2017-10-31
	Rep	Dealing in securities	2017-06-05	2017-10-31
VC CAPITAL LIMITED	RO	Advising on corporate finance	2004-06-23	2017-10-31
	Rep	Advising on corporate finance	2004-05-25	2004-06-23
REXCAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2003-04-01	2004-05-07
	RO	Advising on securities	2003-04-01	2004-05-07
	RO	Asset management	2003-04-01	2004-05-07