Personnel Hong Kong SFC License Details (ID 97793)

Personnel Hong Kong SFC License Details (ID 97793)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Gram Capital Limited	RO	Advising on corporate finance	2014-05-29	-
VC CAPITAL LIMITED	RO	Advising on corporate finance	2011-03-21	2014-04-29
	Rep	Advising on corporate finance	2011-01-03	2011-03-21
FIRST SHANGHAI CAPITAL LIMITED	Rep	Advising on corporate finance	2007-09-07	2010-12-28
Shang International Finance Limited	Rep	Advising on securities	2005-09-06	2007-08-23
	Rep	Advising on corporate finance	2005-07-08	2007-08-23
	Rep	Dealing in securities	2005-07-08	2007-08-23
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2004-06-28	2005-07-08
	Rep	Dealing in securities	2004-06-28	2005-07-08