Personnel Hong Kong SFC License Details (ID 97798)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Seafront International Capital Limited	RO	Advising on securities	2020-05-04	2022-01-08
	RO	Advising on corporate finance	2018-09-12	2022-01-08
	RO	Dealing in securities	2018-09-12	2022-01-08
PARTNERS CAPITAL INTERNATIONAL LIMITED	RO	Advising on corporate finance	2016-07-21	2017-05-09
	RO	Dealing in securities	2016-07-21	2017-05-09
	Rep	Advising on corporate finance	2016-06-13	2016-07-21
	Rep	Dealing in securities	2016-06-13	2016-07-21
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2015-07-31	2015-09-30
	Rep	Dealing in securities	2015-07-31	2015-09-30
Everbright Securities Global (HK) Limited	RO	Advising on corporate finance	2014-01-03	2015-02-07
	RO	Dealing in securities	2014-01-03	2015-02-07
	Rep	Advising on corporate finance	2013-09-26	2014-01-03
	Rep	Dealing in securities	2013-09-26	2014-01-03
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-09-26	2015-02-07
Mason Securities Limited	RO	Advising on corporate finance	2012-08-22	2013-06-13
	Rep	Advising on corporate finance	2012-06-12	2012-08-22
	Rep	Dealing in securities	2012-06-12	2013-06-13
VC CAPITAL LIMITED	Rep	Advising on corporate finance	2011-07-27	2011-11-16
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-07-06	2011-06-16
Everbright Securities Global (HK) Limited	Rep	Advising on corporate finance	2007-08-23	2011-06-16
	Rep	Dealing in securities	2007-08-23	2011-06-16
CINDA INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2007-06-07	2007-08-01
	Rep	Advising on corporate finance	2007-05-22	2007-08-01
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2005-06-01	2007-04-24