Personnel Hong Kong SFC License Details (ID 97806)

Personnel Hong Kong SFC License Details (ID 97806)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on futures contracts	2013-08-22	2014-03-25
	Rep	Advising on securities	2013-08-22	2014-03-25
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2013-08-09	2014-03-25
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2013-06-19	2013-08-09
	Rep	Dealing in securities	2013-06-19	2014-03-25
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2013-06-19	2014-03-25
	Rep	Dealing in securities	2013-06-19	2014-03-25
Vegasoul Capital Management (Asia) Limited	Rep	Asset management	2011-09-09	2013-04-05
Religare Capital Markets (Hong Kong) Limited	Rep	Dealing in securities	2010-03-04	2010-07-19