| Rifa Futures Limited | Rep | Dealing in futures contracts | 2023-01-12 | - |
| Rifa Securities Limited | Rep | Dealing in securities | 2023-01-12 | - |
| HUAJIN FUTURES (INTERNATIONAL) LIMITED | Rep | Dealing in futures contracts | 2019-07-24 | 2022-02-28 |
| HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2019-07-24 | 2022-02-28 |
| BIG BAY SECURITIES (HK) LIMITED | RO | Dealing in securities | 2017-04-03 | 2018-01-15 |
| Rep | Dealing in securities | 2016-11-14 | 2017-04-03 |
| VICTORY SECURITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-08-17 | 2016-11-01 |
| Rep | Dealing in securities | 2010-06-14 | 2016-11-01 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2009-08-18 | 2010-03-23 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-18 | 2010-03-23 |