Lei, Zhongren 雷忠仁

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JINLUO SECURITIES LIMITED	RO	Advising on securities	2026-01-08	-
	RO	Asset management	2026-01-08	-
	RO	Dealing in securities	2026-01-08	-
KR Securities (Hong Kong) Limited	RO	Advising on securities	2024-09-25	2025-11-10
	RO	Asset management	2024-09-25	2025-11-10
Zhonghui International Securities Limited	RO	Advising on securities	2022-07-29	2024-02-11
	RO	Asset management	2022-07-29	2024-02-11
	RO	Dealing in securities	2022-07-29	2024-02-11
KAM LUEN SECURITIES LIMITED	RO	Advising on securities	2019-11-27	2022-04-01
	RO	Asset management	2019-11-27	2022-04-01
	RO	Dealing in securities	2019-11-27	2022-04-01
AIF Securities Limited	RO	Dealing in securities	2019-07-16	2019-09-09
Amber Hill Asset Management Limited	RO	Advising on securities	2019-07-16	2019-09-09
	RO	Asset management	2019-07-16	2019-09-09
YOUFI (ASIA) SECURITIES LIMITED	RO	Dealing in securities	2017-04-24	2018-12-03
Ming Yang Capital Limited	RO	Advising on securities	2016-10-04	2019-04-28
	RO	Asset management	2016-10-04	2019-04-28
Azure Lion International Securities Company Limited	RO	Advising on securities	2015-08-12	2016-07-31
	RO	Dealing in securities	2015-08-12	2016-07-31
Zhonghao International Futures Co., Limited	RO	Asset management	2015-07-21	2016-04-29
	Rep	Asset management	2015-06-05	2015-07-21
VISION FINANCE (SECURITIES) LIMITED	RO	Advising on securities	2014-04-15	2015-04-30
	RO	Dealing in securities	2014-04-15	2015-04-30
	Rep	Dealing in securities	2012-11-29	2014-04-15
	Rep	Asset management	2012-11-29	2015-04-30
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2012-09-07	2012-11-20
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Advising on securities	2012-03-21	2012-06-28
	Rep	Asset management	2012-03-21	2012-06-28
	Rep	Dealing in securities	2012-03-21	2012-06-28
VISION FINANCE (SECURITIES) LIMITED	Rep	Asset management	2009-11-27	2012-03-08
	Rep	Dealing in securities	2009-07-28	2012-03-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.