Personnel Hong Kong SFC License Details (ID 97879)

Personnel Hong Kong SFC License Details (ID 97879)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2013-08-19	2014-01-02
	Rep	Dealing in futures contracts	2013-08-19	2014-01-02
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2013-08-19	2014-01-02
	Rep	Dealing in securities	2013-08-19	2014-01-02
	Rep	Leveraged foreign exchange trading	2013-08-19	2014-01-02
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-05-24	2013-08-01
VL ASSET MANAGEMENT LIMITED	Rep	Asset management	2009-08-27	2013-04-30