| VMS Securities Limited | Rep | Dealing in securities | 2011-05-03 | 2014-09-30 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2008-04-14 | 2011-03-11 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2008-04-14 | 2011-03-11 |
| Rep | Dealing in securities | 2008-04-14 | 2011-03-11 |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | - | 2003-10-17 |
| Rep | Advising on securities | - | 2003-10-17 |
| Rep | Asset management | - | 2003-10-17 |
| Rep | Providing automated trading services | - | 2003-10-17 |
| Rep | Dealing in securities | - | 2007-05-18 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | - | 2003-10-13 |
| Rep | Asset management | - | 2003-10-13 |
| Rep | Dealing in futures contracts | - | 2007-05-18 |