Personnel Hong Kong SFC License Details (ID 97885)

Personnel Hong Kong SFC License Details (ID 97885)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VMS Securities Limited	RO	Advising on corporate finance	2012-05-10	2015-01-02
	Rep	Asset management	2011-05-04	2015-01-02
	Rep	Dealing in securities	2011-05-04	2015-01-02
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Asset management	2007-05-04	2011-04-16
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-04-06	2011-04-16
GUOTAI JUNAN CAPITAL LIMITED	RO	Advising on corporate finance	-	2007-10-08
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	-	2004-03-30