Personnel Hong Kong SFC License Details (ID 97888)

Personnel Hong Kong SFC License Details (ID 97888)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NF Trinity Capital (Hong Kong) Limited	RO	Dealing in securities	2017-07-21	2019-06-30
	RO	Advising on securities	2015-01-28	2019-06-30
	RO	Asset management	2015-01-28	2019-06-30
	Rep	Advising on securities	2015-01-08	2015-01-28
	Rep	Asset management	2015-01-08	2015-01-28
NAN FUNG INVESTMENT ADVISER LIMITED	RO	Asset management	2013-02-01	2014-12-31
Voras Capital Management (HK) Limited	RO	Advising on securities	2010-10-11	2012-06-30
	RO	Asset management	2010-10-11	2012-06-30
	Rep	Advising on securities	2009-09-02	2010-10-11
	Rep	Asset management	2009-09-02	2010-10-11
Credit Suisse (Hong Kong) Limited	RO	Dealing in securities	2005-06-02	2005-12-08
	Rep	Dealing in securities	2005-04-21	2005-06-02
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	-	2003-08-22
	Rep	Advising on corporate finance	-	2005-02-15
	Rep	Advising on securities	-	2005-02-15
	Rep	Asset management	-	2005-02-15
	Rep	Dealing in securities	-	2005-12-08