| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Tang Wealth International Limited | RO | Advising on securities | 2022-01-21 | - |
| RO | Asset management | 2022-01-21 | - | |
| RO | Dealing in securities | 2022-01-21 | - | |
| South China Investment Management Limited | Rep | Asset management | 2018-08-22 | 2018-10-02 |
| SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2018-08-22 | 2018-10-02 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2018-08-22 | 2018-10-02 |
| Finet Securities Limited | RO | Dealing in securities | 2018-05-23 | 2018-06-08 |
| RO | Advising on securities | 2016-11-28 | 2018-06-08 | |
| RO | Asset management | 2016-11-28 | 2018-06-08 | |
| NUOXIN CAPITAL (HONG KONG) LIMITED | RO | Advising on securities | 2016-08-09 | 2016-11-07 |
| RO | Asset management | 2016-08-09 | 2016-11-07 | |
| WEI DA ASSET MANAGEMENT LIMITED | RO | Asset management | 2015-10-26 | 2016-01-20 |
| Goldhorse Securities Limited | RO | Advising on securities | 2015-10-19 | 2016-01-20 |
| RO | Dealing in securities | 2015-10-19 | 2016-01-20 | |
| W. Falcon Asset Management (Asia) Limited | RO | Advising on securities | 2014-07-17 | 2015-03-31 |
| RO | Asset management | 2014-07-17 | 2015-03-31 | |
| RO | Dealing in securities | 2014-07-17 | 2015-03-31 | |
| Broadway Wealth Management Limited | RO | Advising on corporate finance | 2003-04-01 | 2005-02-24 |
| RO | Advising on securities | 2003-04-01 | 2012-12-30 | |
| RO | Asset management | 2003-04-01 | 2012-12-30 |
No HKMA registrations in the collected records.