| iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2022-10-12 | - |
| Rep | Dealing in securities | 2022-10-12 | - |
| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2013-06-18 | 2022-05-04 |
| RO | Asset management | 2012-12-07 | 2022-05-04 |
| Rep | Asset management | 2012-11-26 | 2012-12-07 |
| Rep | Dealing in securities | 2012-11-26 | 2022-05-04 |
| Broadway Wealth Management Limited | RO | Advising on securities | 2008-06-05 | 2012-08-15 |
| RO | Asset management | 2008-06-05 | 2012-08-15 |
| Rep | Advising on securities | 2008-05-20 | 2008-06-05 |
| Rep | Asset management | 2008-05-20 | 2008-06-05 |
| Lion Global Financial Limited | RO | Advising on securities | 2007-02-09 | 2008-04-27 |
| RO | Asset management | 2007-02-09 | 2008-04-27 |
| Rep | Advising on securities | 2006-09-06 | 2007-02-09 |
| Rep | Asset management | 2006-09-06 | 2007-02-09 |
| BMI FUNDS MANAGEMENT LIMITED | RO | Advising on securities | 2003-07-14 | 2006-06-27 |
| RO | Asset management | 2003-07-14 | 2006-06-27 |
| Broadway Wealth Management Limited | RO | Advising on corporate finance | 2003-04-01 | 2003-06-03 |
| RO | Advising on securities | 2003-04-01 | 2003-06-03 |
| RO | Asset management | 2003-04-01 | 2003-06-03 |