Personnel Hong Kong SFC License Details (ID 97894)

Personnel Hong Kong SFC License Details (ID 97894)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUAJIN CORPORATE FINANCE (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	2007-02-26	2013-01-01
	Rep	Advising on securities	2007-02-26	2013-01-01
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2004-11-11	2007-01-11
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2003-07-28	2007-01-11
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2003-07-28	2007-01-11
CSC FUTURES (HK) LIMITED	Rep	Advising on futures contracts	-	2003-05-07
	Rep	Asset management	-	2003-05-07
	Rep	Dealing in futures contracts	-	2003-05-07
CSC SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2003-05-07
	Rep	Advising on securities	-	2003-05-07
	Rep	Asset management	-	2003-05-07
	Rep	Providing automated trading services	-	2003-05-07
	Rep	Dealing in securities	-	2003-05-07