Personnel SFC Licences and HKMA Registrations (ID 97898)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amasse Asset Management Limited	Rep	Advising on securities	2022-04-26	-
	Rep	Asset management	2022-04-26	-
Amasse Capital Limited	Rep	Dealing in securities	2018-05-16	2026-05-22
	RO	Advising on corporate finance	2016-08-11	-
	Rep	Advising on corporate finance	2014-08-12	2016-08-11
VMS Securities Limited	Rep	Advising on corporate finance	2013-11-04	2014-08-03
	Rep	Dealing in securities	2013-11-04	2014-08-03
JW CAPITAL SECURITIES LIMITED	Rep	Advising on corporate finance	2011-08-25	2013-10-18

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.