Personnel Hong Kong SFC License Details (ID 97905)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EVER-LONG SECURITIES COMPANY LIMITED	RO	Advising on securities	2022-09-23	-
	RO	Dealing in securities	2022-09-23	-
Ever-Long Capital Management Limited	Rep	Asset management	2022-09-19	-
Ever-Long Futures Limited	Rep	Dealing in futures contracts	2022-09-19	2023-07-31
EVER-LONG SECURITIES COMPANY LIMITED	Rep	Advising on securities	2022-07-21	2022-09-23
	Rep	Dealing in securities	2022-07-21	2022-09-23
PRESIDENT SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2015-03-09	2022-07-05
	RO	Dealing in securities	2015-03-09	2022-07-05
	Rep	Advising on securities	2015-01-16	2015-03-09
	Rep	Dealing in securities	2015-01-16	2015-03-09
FUBON SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2014-09-01	2015-01-03
	RO	Dealing in securities	2014-09-01	2015-01-03
	Rep	Advising on securities	2014-07-08	2014-09-01
	Rep	Dealing in securities	2014-07-08	2014-09-01
Tiger Securities Asset Management Company Limited	Rep	Asset management	2013-08-28	2014-06-25
	RO	Advising on securities	2013-02-22	2014-06-25
	RO	Dealing in securities	2013-02-22	2014-06-25
	Rep	Advising on securities	2013-01-31	2013-02-22
	Rep	Dealing in securities	2013-01-31	2013-02-22
MFG Limited (HK)	RO	Advising on securities	2013-01-07	2013-01-10
	RO	Dealing in securities	2013-01-07	2013-01-10
	Rep	Advising on securities	2012-11-12	2013-01-07
	Rep	Dealing in securities	2012-11-12	2013-01-07
Waterland Securities (HK) Company Limited	RO	Advising on securities	2011-06-30	2012-10-31
	RO	Dealing in securities	2010-10-11	2012-10-31
	Rep	Dealing in securities	2010-09-09	2010-10-11
FIRST SECURITIES (HK) LIMITED	RO	Dealing in securities	2010-02-25	2010-09-06
	Rep	Dealing in securities	2009-12-21	2010-02-25
KGI WEALTH MANAGEMENT LIMITED	RO	Advising on securities	2005-10-05	2009-12-19
	RO	Dealing in securities	2005-09-08	2009-12-19
	Rep	Advising on corporate finance	2003-04-01	2005-01-26
	Rep	Advising on securities	2003-04-01	2005-01-26
	Rep	Asset management	2003-04-01	2005-01-26
	Rep	Dealing in securities	2003-04-01	2005-09-08